Personnel Hong Kong SFC License Details (ID 71338)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2009-02-11	2012-02-24
	Rep	Advising on securities	2005-04-18	2012-02-24
THE PRUDENTIAL ASSURANCE COMPANY LIMITED	Rep	Advising on corporate finance	-	2005-03-21
	Rep	Asset management	-	2005-03-21
	Rep	Advising on securities	-	2005-03-31