Personnel Hong Kong SFC License Details (ID 71347)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	2018-12-12	-
	RO	Asset management	2018-12-12	-
	Rep	Advising on securities	2011-09-12	-
	Rep	Dealing in securities	2011-09-12	-
	Rep	Advising on corporate finance	2011-09-12	2018-12-12
	Rep	Asset management	2011-09-12	2018-12-12
AP Asset Management (HK) Limited	Rep	Advising on securities	2006-03-17	2006-06-30
	Rep	Asset management	2006-03-17	2006-06-30
	Rep	Dealing in securities	2006-03-17	2006-06-30