Shum, Edmond Kwong Wai 沈廣威

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2010-03-01	2012-03-31
	Rep	Advising on securities	2010-03-01	2019-01-30
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2008-12-23	2009-02-17
ANGUS MOORE LIMITED	Rep	Advising on securities	2007-04-10	2008-07-07

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2010-03-01	2012-03-31
	Rep	Advising on securities	2010-03-01	2019-01-30
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2008-12-23	2009-02-17
ANGUS MOORE LIMITED	Rep	Advising on securities	2007-04-10	2008-07-07