Personnel Hong Kong SFC License Details (ID 71361)

Personnel Hong Kong SFC License Details (ID 71361)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2025-11-13	-
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2015-08-05	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2015-08-05	-
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2008-09-09	2015-07-18
	Rep	Dealing in securities	2008-09-09	2015-07-18
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2007-08-21	2007-11-06
	Rep	Asset management	2007-08-21	2007-11-06
	Rep	Dealing in securities	2007-08-21	2007-11-06
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2007-08-21	2007-11-06
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2006-03-08	2007-08-11
	Rep	Dealing in securities	2006-03-08	2007-08-11
	Rep	Advising on securities	2006-03-01	2007-08-11
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2004-04-02	2006-02-22