Personnel Hong Kong SFC License Details (ID 71366)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2008-12-16	2012-03-31
	Rep	Advising on securities	2008-12-16	2014-01-08
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Dealing in securities	2007-08-21	2008-05-01
	Rep	Advising on securities	2007-08-01	2008-05-01