Personnel Hong Kong SFC License Details (ID 71369)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-05-23	2023-11-04
	Rep	Asset management	2011-05-23	2023-11-04
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2005-07-15	2011-01-28
	Rep	Asset management	2005-07-15	2011-01-28
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-05-05
	Rep	Advising on securities	-	2011-01-28
	Rep	Asset management	-	2011-01-28