Personnel Hong Kong SFC License Details (ID 71386)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2008-09-09	2020-08-01
	Rep	Advising on securities	2008-09-09	2020-08-01
	Rep	Asset management	2008-09-09	2020-08-01
	Rep	Dealing in securities	2008-09-09	2020-08-01
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2005-08-31	2006-06-02
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on securities	2004-08-25	2005-03-29
	Rep	Dealing in securities	2004-08-25	2005-03-29