Personnel Hong Kong SFC License Details (ID 71403)

Personnel Hong Kong SFC License Details (ID 71403)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2007-09-21	2012-04-30
	RO	Dealing in securities	2007-09-21	2012-04-30
BOCOM International Asset Management Limited	RO	Asset management	2007-09-13	2012-04-30
BOCOM International Securities Limited	RO	Advising on futures contracts	2007-09-10	2012-04-30
	RO	Advising on securities	2007-09-10	2012-04-30
	RO	Dealing in futures contracts	2007-09-10	2012-04-30
	RO	Dealing in securities	2007-09-10	2012-04-30
BOCOM International Holdings Company Limited	RO	Advising on futures contracts	2005-08-24	2008-03-03
	RO	Dealing in futures contracts	2005-08-24	2008-03-03
	RO	Advising on corporate finance	2004-08-14	2008-03-03
	RO	Advising on securities	2004-08-14	2008-03-03
	RO	Asset management	2004-08-14	2008-03-03
	RO	Dealing in securities	2004-08-14	2008-03-03