Personnel Hong Kong SFC License Details (ID 71408)

Personnel Hong Kong SFC License Details (ID 71408)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in securities	2021-11-02	2025-11-30
BOCOM International Asset Management Limited	Rep	Advising on securities	2018-11-12	2021-10-27
	Rep	Asset management	2018-11-12	2021-10-27
	Rep	Dealing in securities	2018-10-18	2021-10-27
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2018-06-29	2018-10-08
	Rep	Dealing in securities	2018-03-23	2018-10-08
BOCOM International Asset Management Limited	Rep	Advising on securities	2015-01-07	2018-03-05
	Rep	Asset management	2015-01-07	2018-03-05
	Rep	Dealing in securities	2015-01-07	2018-03-05
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2010-10-06	2014-12-24
	Rep	Dealing in securities	2010-10-06	2014-12-24
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2007-04-30	2009-03-31
	Rep	Dealing in securities	2007-04-30	2009-03-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2007-04-30	2009-03-31