| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Maxa Asset Management Limited | RO | Advising on securities | 2026-05-13 | - |
| RO | Asset management | 2026-05-13 | - | |
| RO | Dealing in securities | 2026-05-13 | - | |
| MAXA CAPITAL LIMITED | RO | Advising on corporate finance | 2019-11-08 | 2026-05-06 |
| RO | Dealing in securities | 2019-11-08 | 2026-05-06 | |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2018-12-21 | 2019-10-31 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | RO | Dealing in securities | 2018-12-21 | 2019-10-31 |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-11-09 | 2018-12-21 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2018-11-09 | 2018-12-21 |
| GF Capital (Hong Kong) Limited | RO | Advising on corporate finance | 2018-06-21 | 2018-09-12 |
| GF Securities (Hong Kong) Brokerage Limited | RO | Dealing in securities | 2018-06-21 | 2018-09-12 |
| GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-11-28 | 2018-06-21 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-11-28 | 2018-06-21 |
| BOCOM International Securities Limited | Rep | Advising on securities | 2014-10-06 | 2014-11-18 |
| Rep | Dealing in securities | 2011-06-03 | 2014-11-18 | |
| BOCOM International (Asia) Limited | Rep | Dealing in securities | 2008-09-05 | 2014-11-18 |
| Rep | Dealing in securities | 2007-12-11 | 2008-01-23 | |
| Rep | Advising on corporate finance | 2007-12-11 | 2014-11-18 | |
| Joy Silver Limited | Rep | Advising on corporate finance | 2007-03-27 | 2007-11-30 |
| Rep | Dealing in securities | 2007-03-13 | 2007-11-30 | |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2005-02-25 | 2007-02-10 |
| Rep | Dealing in securities | 2005-02-25 | 2007-02-10 |
No HKMA registrations in the collected records.