Personnel Hong Kong SFC License Details (ID 71411)

Personnel Hong Kong SFC License Details (ID 71411)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2025-11-28	-
	RO	Dealing in securities	2025-11-28	-
	Rep	Advising on corporate finance	2025-11-25	2025-11-28
	Rep	Dealing in securities	2025-11-25	2025-11-28
BOCOM International (Asia) Limited	RO	Dealing in securities	2022-09-22	2025-11-10
	RO	Advising on corporate finance	2018-07-24	2025-11-10
	Rep	Advising on corporate finance	2017-08-02	2018-07-24
	Rep	Dealing in securities	2017-08-02	2022-09-22
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2014-02-05	2017-07-14
BOCOM International Securities Limited	Rep	Dealing in securities	2009-03-24	2014-01-06
BOCOM International (Asia) Limited	Rep	Dealing in securities	2008-08-29	2014-01-06
	Rep	Advising on corporate finance	2008-05-27	2014-01-06
BOCOM International Holdings Company Limited	Rep	Advising on securities	2008-02-26	2008-04-03
BOCOM International Securities Limited	Rep	Advising on securities	2008-02-26	2008-06-04