| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CFS CAPITAL LIMITED | Rep | Asset management | 2025-12-10 | - |
| RO | Advising on securities | 2025-11-27 | - | |
| Rep | Advising on securities | 2025-10-16 | 2025-11-27 | |
| Vantage Capital Markets HK Limited | RO | Dealing in securities | 2024-07-15 | 2025-03-01 |
| RO | Advising on securities | 2024-02-19 | 2025-03-01 | |
| RO | Advising on corporate finance | 2022-12-28 | 2025-03-01 | |
| Rep | Advising on securities | 2022-12-21 | 2024-02-19 | |
| Rep | Dealing in securities | 2022-02-07 | 2024-07-15 | |
| BOCI ASIA LIMITED | RO | Advising on corporate finance | 2015-08-20 | 2022-01-21 |
| RO | Dealing in securities | 2015-08-20 | 2022-01-21 | |
| BOCI SECURITIES LIMITED | RO | Dealing in securities | 2015-08-20 | 2022-01-21 |
| BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2015-01-13 | 2015-08-20 |
| Rep | Dealing in securities | 2015-01-13 | 2015-08-20 | |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2015-01-13 | 2015-08-20 |
| BOCOM International Securities Limited | Rep | Advising on securities | 2014-09-25 | 2015-01-02 |
| RO | Dealing in securities | 2010-12-21 | 2015-01-02 | |
| BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2010-10-26 | 2015-01-02 |
| Rep | Dealing in securities | 2010-10-26 | 2015-01-02 | |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2010-10-26 | 2010-12-21 |
| Daiwa Capital Markets Hong Kong Limited | RO | Dealing in securities | 2008-05-05 | 2010-10-20 |
| Rep | Advising on corporate finance | 2007-08-17 | 2010-10-20 | |
| Rep | Dealing in securities | 2007-07-24 | 2008-05-05 | |
| ABCI Securities Company Limited | RO | Dealing in securities | 2005-11-15 | 2007-07-09 |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | RO | Dealing in securities | 2004-07-23 | 2005-10-28 |
| SBI China Capital Securities Limited | RO | Dealing in securities | 2004-07-23 | 2005-10-28 |
No HKMA registrations in the collected records.