Personnel Hong Kong SFC License Details (ID 71415)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Dealing in securities	2014-07-28	2021-09-30
	RO	Advising on corporate finance	2014-06-16	2021-09-30
	Rep	Advising on securities	2014-05-16	2021-09-30
	Rep	Advising on corporate finance	2014-04-30	2014-06-16
	Rep	Dealing in securities	2014-04-30	2014-07-28
Ping An of China Capital (Hong Kong) Company Limited	RO	Advising on corporate finance	2012-12-14	2014-04-25
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2012-12-14	2014-04-25
Ping An of China Capital (Hong Kong) Company Limited	Rep	Advising on corporate finance	2012-10-16	2012-12-14
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2011-01-13	2012-10-08
	Rep	Dealing in securities	2011-01-13	2012-10-08
Daiwa Capital Markets Hong Kong Limited	RO	Advising on corporate finance	2009-06-08	2011-01-10
	Rep	Advising on corporate finance	2007-05-18	2009-06-08
	RO	Advising on corporate finance	2006-12-01	2007-05-18
	Rep	Advising on corporate finance	2006-07-19	2006-12-01
	Rep	Dealing in securities	2006-07-19	2011-01-10
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2004-09-30	2006-07-14
	Rep	Dealing in securities	2004-09-30	2006-07-14
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on corporate finance	2004-01-20	2004-09-24
	Rep	Dealing in securities	2004-01-20	2004-09-24
KINGSWAY CAPITAL LIMITED	Rep	Advising on securities	-	2004-01-06
	Rep	Asset management	-	2004-01-06
	Rep	Advising on corporate finance	-	2004-09-24