| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2026-04-14 | - |
| RO | Dealing in securities | 2026-04-14 | - | |
| Rep | Advising on securities | 2026-01-19 | - | |
| Rep | Advising on corporate finance | 2026-01-19 | 2026-04-14 | |
| Rep | Dealing in securities | 2026-01-19 | 2026-04-14 | |
| Guolian Securities International Capital Co., Limited | Rep | Dealing in securities | 2025-06-13 | 2026-01-05 |
| Guolian Securities International Capital Market Co., Limited | RO | Advising on corporate finance | 2025-06-13 | 2026-01-05 |
| MAXA CAPITAL LIMITED | RO | Advising on corporate finance | 2023-11-22 | 2025-04-22 |
| Rep | Advising on corporate finance | 2023-08-23 | 2023-11-22 | |
| Rep | Dealing in securities | 2023-08-23 | 2025-04-22 | |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-12-02 | 2023-03-04 |
| RO | Advising on corporate finance | 2019-02-26 | 2023-03-04 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-08-09 | 2020-12-28 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-08-09 | 2019-02-26 |
| Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2013-06-04 | 2014-01-11 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2013-06-04 | 2014-01-11 |
| BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2011-04-07 | 2013-05-24 |
| Rep | Dealing in securities | 2011-04-07 | 2013-05-24 | |
| KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-01-18 | 2011-02-16 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2010-01-18 | 2011-02-16 |
No HKMA registrations in the collected records.