Personnel Hong Kong SFC License Details (ID 71422)

Personnel Hong Kong SFC License Details (ID 71422)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CGS International Securities Hong Kong Limited	RO	Dealing in securities	2017-09-11	2018-02-06
	Rep	Dealing in securities	2013-06-03	2017-09-11
BOCOM International Securities Limited	RO	Dealing in securities	2012-10-25	2013-02-27
	Rep	Dealing in securities	2011-12-02	2012-10-25
	RO	Dealing in securities	2011-06-07	2011-12-02
	Rep	Dealing in securities	2011-03-15	2011-06-07
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-01-08
	Rep	Asset management	-	2004-01-08
	Rep	Advising on securities	-	2009-06-13
	Rep	Dealing in securities	-	2009-06-13