Pang, Jimmy Kar-yin 彭家賢

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Asset Management Limited	RO	Asset management	2011-02-14	2012-03-29
BOCOM International Securities Limited	RO	Advising on securities	2011-02-14	2012-03-29
BOCOM International Asset Management Limited	Rep	Asset management	2010-12-20	2011-02-14
BOCOM International Securities Limited	Rep	Advising on securities	2010-12-20	2011-02-14
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2007-03-01	2009-09-21
	Rep	Dealing in futures contracts	2007-03-01	2009-09-21
	Rep	Dealing in securities	2007-03-01	2009-09-21
	Rep	Advising on securities	2006-11-28	2009-09-21
	Rep	Asset management	2006-11-28	2009-09-21
	Rep	Advising on securities	2006-09-11	2006-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Asset Management Limited	RO	Asset management	2011-02-14	2012-03-29
BOCOM International Securities Limited	RO	Advising on securities	2011-02-14	2012-03-29
BOCOM International Asset Management Limited	Rep	Asset management	2010-12-20	2011-02-14
BOCOM International Securities Limited	Rep	Advising on securities	2010-12-20	2011-02-14
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2007-03-01	2009-09-21
	Rep	Dealing in futures contracts	2007-03-01	2009-09-21
	Rep	Dealing in securities	2007-03-01	2009-09-21
	Rep	Advising on securities	2006-11-28	2009-09-21
	Rep	Asset management	2006-11-28	2009-09-21
	Rep	Advising on securities	2006-09-11	2006-09-29