Personnel Hong Kong SFC License Details (ID 71426)

Personnel Hong Kong SFC License Details (ID 71426)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	RO	Dealing in securities	2015-06-08	2020-09-04
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2015-06-08	2020-09-04
BOCOM International Securities Limited	Rep	Advising on securities	2012-06-18	2014-11-03
	Rep	Advising on futures contracts	2012-05-15	2014-11-03
	Rep	Dealing in futures contracts	2012-05-15	2014-11-03
BOCOM International Holdings Company Limited	RO	Dealing in securities	2007-12-21	2008-03-03
BOCOM International Securities Limited	RO	Dealing in securities	2007-12-21	2014-11-03
	Rep	Dealing in securities	2007-09-12	2007-12-21
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2005-08-26	2007-12-21
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-02-20
	Rep	Advising on securities	-	2004-02-20
	Rep	Asset management	-	2004-02-20
	Rep	Dealing in securities	-	2005-08-24