| DigiFT Tech (Hong Kong) Limited | RO | Advising on securities | 2025-06-02 | - |
| RO | Dealing in securities | 2025-06-02 | - |
| Neutral Financial Holding Company Limited | RO | Advising on securities | 2024-09-16 | 2024-12-13 |
| RO | Asset management | 2024-09-16 | 2024-12-13 |
| RO | Dealing in securities | 2024-09-16 | 2024-12-13 |
| Rep | Advising on securities | 2024-09-03 | 2024-09-16 |
| Rep | Asset management | 2024-09-03 | 2024-09-16 |
| Rep | Dealing in securities | 2024-09-03 | 2024-09-16 |
| BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2023-02-01 | 2024-04-08 |
| RO | Dealing in securities | 2023-02-01 | 2024-04-08 |
| BOCOM International Asset Management Limited | RO | Advising on securities | 2023-02-01 | 2024-04-08 |
| RO | Dealing in securities | 2023-02-01 | 2024-04-08 |
| RO | Asset management | 2019-12-20 | 2024-04-08 |
| BOCOM International Securities Limited | RO | Advising on futures contracts | 2018-08-29 | 2024-04-08 |
| RO | Advising on securities | 2018-08-29 | 2024-04-08 |
| BOCOM International Asset Management Limited | Rep | Asset management | 2017-11-16 | 2019-12-20 |
| Comity Limited (HK) | RO | Advising on futures contracts | 2017-06-19 | 2018-09-19 |
| RO | Dealing in futures contracts | 2017-06-19 | 2018-09-19 |
| BOCOM International Securities Limited | RO | Dealing in futures contracts | 2016-01-15 | 2024-04-08 |
| Rep | Advising on futures contracts | 2016-01-14 | 2018-01-09 |
| BOCOM International Holdings Company Limited | RO | Dealing in securities | 2008-03-03 | 2008-03-03 |
| BOCOM International Securities Limited | RO | Dealing in securities | 2008-03-03 | 2024-04-08 |
| Rep | Dealing in securities | 2007-09-12 | 2008-03-03 |
| Rep | Dealing in futures contracts | 2007-09-12 | 2016-01-15 |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2005-11-22 | 2008-03-03 |
| Rep | Dealing in securities | 2005-08-22 | 2008-03-03 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-12-01 | 2005-08-22 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-09 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-09 |
| Rep | Asset management | 2003-04-01 | 2004-01-09 |
| Rep | Dealing in securities | 2003-04-01 | 2005-08-22 |