| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2026-03-03 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-11-20 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-11-20 | - |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-01-18 | 2023-10-31 |
| Rep | Dealing in securities | 2011-01-18 | 2023-10-31 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-07-08 | 2011-01-15 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-01-15 |
| Rep | Asset management | 2003-04-01 | 2004-01-15 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2011-01-15 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-15 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-15 |
| Rep | Asset management | 2003-04-01 | 2004-01-15 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-01-15 |
| Rep | Dealing in securities | 2003-04-01 | 2011-01-15 |