Personnel Hong Kong SFC License Details (ID 71438)

Personnel Hong Kong SFC License Details (ID 71438)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	Rep	Dealing in securities	2017-12-19	2018-12-14
KGI ASIA LIMITED	Rep	Dealing in securities	2017-04-03	2017-09-14
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-04-03	2017-09-14
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2010-12-15	2016-11-30
	Rep	Dealing in securities	2010-11-29	2016-11-30
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2008-06-30	2010-10-25
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2008-06-30	2010-11-17
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-05-29	2008-06-27
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-02-08	2008-06-27