| Canfield Securities Company Limited | Rep | Dealing in securities | 2017-06-30 | - |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-06 | 2017-06-13 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-09-06 | 2017-06-13 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-04-13 | 2016-08-19 |
| Rep | Dealing in securities | 2011-04-13 | 2016-08-19 |
| SCTRADE.COM LIMITED | Rep | Advising on securities | 2003-04-01 | 2004-01-15 |
| Rep | Asset management | 2003-04-01 | 2004-01-15 |
| Rep | Dealing in securities | 2003-04-01 | 2004-01-15 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-01-15 |
| Rep | Asset management | 2003-04-01 | 2004-01-15 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2011-04-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-15 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-15 |
| Rep | Asset management | 2003-04-01 | 2004-01-15 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-01-15 |
| Rep | Dealing in securities | 2003-04-01 | 2011-04-01 |