Personnel Hong Kong SFC License Details (ID 71445)

Personnel Hong Kong SFC License Details (ID 71445)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	RO	Dealing in securities	2024-12-12	-
	Rep	Dealing in securities	2021-12-10	2024-12-12
BOCOM International Securities Limited	RO	Dealing in securities	2014-12-22	2021-11-30
	Rep	Dealing in futures contracts	2008-09-03	2021-11-30
	Rep	Advising on securities	2007-09-12	2009-12-31
	Rep	Dealing in securities	2007-09-12	2014-12-22
BOCOM International Holdings Company Limited	Rep	Advising on securities	2007-07-18	2008-03-03
	Rep	Dealing in securities	2007-07-18	2008-03-03