Personnel Hong Kong SFC License Details (ID 71449)

Personnel Hong Kong SFC License Details (ID 71449)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	Rep	Dealing in securities	2017-09-11	2023-12-22
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2007-09-12	2017-08-25
	Rep	Dealing in securities	2007-09-12	2017-08-25
BOCOM International Holdings Company Limited	Rep	Dealing in futures contracts	2006-09-28	2008-03-03
	Rep	Dealing in securities	2006-09-28	2008-03-03
KINGSTON FUTURES LIMITED	Rep	Dealing in futures contracts	2006-02-13	2006-09-23
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2006-02-13	2006-09-23
MEGABASE FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	-	2003-11-22
	Rep	Asset management	-	2003-11-22
	Rep	Dealing in futures contracts	-	2006-01-27
MEGABASE SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-11-22
	Rep	Advising on securities	-	2003-11-22
	Rep	Asset management	-	2003-11-22
	Rep	Dealing in securities	-	2006-01-27