Personnel Hong Kong SFC License Details (ID 71465)

Personnel Hong Kong SFC License Details (ID 71465)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	RO	Advising on securities	2017-09-20	2019-05-31
	Rep	Advising on securities	2011-07-19	2017-09-20
MF Global Hong Kong Limited	Rep	Advising on securities	2010-12-17	2011-06-30
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2009-08-24	2010-08-04
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	Rep	Advising on securities	2003-11-20	2010-08-04
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2003-10-24	2003-11-12