Personnel SFC Licences and HKMA Registrations (ID 7147752)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI Securities (Hong Kong) Limited	Rep	Advising on securities	2022-08-23	-
	Rep	Dealing in securities	2022-08-23	-
	RO	Advising on securities	2022-02-07	2022-08-23
	RO	Dealing in securities	2022-02-07	2022-08-23
	Rep	Advising on securities	2019-09-18	2022-02-07
	Rep	Dealing in securities	2019-09-18	2022-02-07
Barrenjoey Asia Limited	Rep	Advising on securities	2018-12-24	2019-07-30
	Rep	Dealing in securities	2018-12-24	2019-07-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2018-03-20	2018-11-23
	Rep	Dealing in securities	2018-03-20	2018-11-23
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-03-20	2018-11-23
	Rep	Dealing in securities	2017-04-10	2018-11-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.