Personnel Hong Kong SFC License Details (ID 71479)

Personnel Hong Kong SFC License Details (ID 71479)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	RO	Advising on securities	2019-06-13	-
	RO	Dealing in securities	2013-11-13	-
	Rep	Advising on futures contracts	2012-06-13	-
	RO	Dealing in futures contracts	2012-06-13	-
	Rep	Dealing in futures contracts	2007-09-12	2012-06-13
	Rep	Dealing in securities	2007-09-12	2013-11-13
BOCOM International Holdings Company Limited	Rep	Dealing in futures contracts	2006-06-29	2008-03-03
	Rep	Dealing in securities	2006-06-29	2008-03-03
CELESTIAL SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2004-03-24	2006-06-26
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	2003-04-01	2004-03-02
	Rep	Advising on futures contracts	2003-04-01	2004-03-04
	Rep	Asset management	2003-04-01	2004-03-04
	Rep	Dealing in futures contracts	2003-04-01	2006-06-26
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2006-06-26