| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2017-08-07 | 2019-03-04 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-07 | 2019-03-04 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2017-03-17 |
| Rep | Dealing in securities | 2007-09-12 | 2017-03-17 |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2007-07-03 | 2008-03-03 |
| Rep | Dealing in securities | 2007-07-03 | 2008-03-03 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2005-08-22 | 2007-06-22 |
| Rep | Advising on corporate finance | - | 2004-10-15 |
| Rep | Asset management | - | 2004-10-15 |
| Rep | Advising on securities | - | 2004-12-13 |
| Rep | Dealing in securities | - | 2007-06-22 |