| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-01-30 | 2016-11-16 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-01-30 | 2016-11-16 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2012-01-16 |
| Rep | Dealing in securities | 2007-09-12 | 2012-01-16 |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2007-04-12 | 2008-03-03 |
| Rep | Dealing in securities | 2007-04-12 | 2008-03-03 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | - | 2007-04-01 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | - | 2004-01-10 |
| Rep | Advising on securities | - | 2004-01-10 |
| Rep | Asset management | - | 2004-01-10 |
| Rep | Dealing in securities | - | 2007-04-01 |