Personnel Hong Kong SFC License Details (ID 71488)

Personnel Hong Kong SFC License Details (ID 71488)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SANFULL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-08-10	2024-09-24
SANFULL SECURITIES LIMITED	Rep	Dealing in securities	2017-08-10	2024-09-24
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2007-09-12	2017-08-04
	Rep	Dealing in securities	2007-09-12	2017-08-04
BOCOM International Holdings Company Limited	Rep	Dealing in futures contracts	2006-08-08	2008-03-03
	Rep	Dealing in securities	2006-08-08	2008-03-03
SPS COMMODITIES LIMITED	Rep	Advising on futures contracts	-	2004-08-25
	Rep	Asset management	-	2004-08-25
	Rep	Dealing in futures contracts	-	2006-07-15
SPS SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-08-25
	Rep	Advising on securities	-	2004-08-25
	Rep	Asset management	-	2004-08-25
	Rep	Dealing in securities	-	2006-07-15