Personnel Hong Kong SFC License Details (ID 71492)

Personnel Hong Kong SFC License Details (ID 71492)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Advising on securities	2018-03-16	-
	Rep	Dealing in securities	2009-12-14	-
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2006-07-24	2009-12-05
CHRISTFUND SECURITIES LIMITED	Rep	Dealing in securities	2005-11-14	2006-07-07
KWAI HUNG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-10-28
	Rep	Advising on securities	2003-04-01	2003-10-28
	Rep	Asset management	2003-04-01	2003-10-28
	Rep	Dealing in securities	2003-04-01	2005-11-07