| TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2023-02-08 | - |
| Rep | Asset management | 2023-02-08 | - |
| Taiping Securities (HK) Co Limited | RO | Dealing in securities | 2020-11-04 | 2022-12-12 |
| Rep | Dealing in securities | 2019-09-26 | 2020-11-04 |
| New Harvest Wealth Securities Company Limited | RO | Advising on securities | 2018-04-23 | 2019-04-23 |
| RO | Dealing in securities | 2018-04-23 | 2019-04-23 |
| Rep | Dealing in securities | 2017-09-12 | 2018-04-23 |
| CHRISTFUND FUTURES LIMITED | RO | Dealing in futures contracts | 2015-11-17 | 2017-09-08 |
| Rep | Dealing in futures contracts | 2014-10-09 | 2015-11-17 |
| CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2014-10-09 | 2017-09-08 |
| CVP Securities Limited | Rep | Dealing in futures contracts | 2013-12-31 | 2014-09-30 |
| Rep | Dealing in securities | 2013-12-31 | 2014-09-30 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-06-28 | 2013-12-27 |
| Rep | Dealing in securities | 2011-06-28 | 2013-12-27 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2010-06-24 | 2011-06-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-06-24 | 2011-06-15 |
| CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-09 | 2010-06-11 |
| CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-24 | 2010-06-11 |