Personnel Hong Kong SFC License Details (ID 71500)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arta Global Futures Limited	Rep	Dealing in futures contracts	2017-03-23	2021-09-29
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2017-03-23	2021-09-29
Mason Securities Limited	Rep	Dealing in securities	2014-07-18	2017-02-28
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-07-18	2017-02-28
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2013-10-24	2014-07-01
	Rep	Dealing in securities	2013-10-24	2014-07-01
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2009-03-26	2013-09-17
	Rep	Dealing in securities	2009-02-12	2013-09-17
REDFORD SECURITIES LIMITED	Rep	Dealing in securities	2008-08-26	2009-02-10
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2007-09-12	2008-08-19
	Rep	Dealing in securities	2007-09-12	2008-08-19
BOCOM International Holdings Company Limited	Rep	Dealing in futures contracts	2007-01-02	2008-03-03
	Rep	Dealing in securities	2006-12-07	2008-03-03
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-03	2006-11-28
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2003-07-26	2005-08-03
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-07-26	2006-11-28
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	-	2003-07-23
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2003-07-23
	Rep	Advising on securities	-	2003-07-23
	Rep	Asset management	-	2003-07-23
	Rep	Dealing in securities	-	2003-07-23