Personnel Hong Kong SFC License Details (ID 71502)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in securities	2007-09-12	2019-02-08
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2004-05-26	2008-03-03
Waton Securities International Limited	Rep	Advising on corporate finance	-	2004-04-23
	Rep	Advising on securities	-	2004-04-23
	Rep	Asset management	-	2004-04-23
	Rep	Dealing in securities	-	2004-04-27