| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCOM International Securities Limited | RO | Advising on securities | 2018-09-19 | - |
| RO | Dealing in futures contracts | 2018-09-19 | - | |
| RO | Dealing in securities | 2018-09-19 | - | |
| Rep | Advising on securities | 2018-03-16 | 2018-09-19 | |
| Rep | Dealing in futures contracts | 2009-07-09 | 2018-09-19 | |
| BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2007-12-03 | 2008-03-03 |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2007-12-03 | 2018-09-19 |