| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Lianhe Ratings Global Limited | RO | Providing credit rating services | 2022-10-17 | - |
| Rep | Providing credit rating services | 2020-12-22 | 2022-10-17 | |
| RHB SECURITIES HONG KONG LIMITED | RO | Advising on securities | 2017-07-04 | 2019-12-31 |
| Rep | Advising on securities | 2015-01-08 | 2017-07-04 | |
| BOCOM International Holdings Company Limited | Rep | Advising on securities | 2007-11-30 | 2008-03-03 |
| BOCOM International Securities Limited | Rep | Advising on securities | 2007-10-22 | 2014-12-19 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-11 | 2007-05-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-01-28 | 2006-03-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-01-28 |
| Rep | Asset management | 2003-04-01 | 2005-01-28 | |
| Rep | Advising on securities | 2003-04-01 | 2006-03-31 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-03-31 |
No HKMA registrations in the collected records.