Personnel Hong Kong SFC License Details (ID 71513)

Personnel Hong Kong SFC License Details (ID 71513)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rifa Securities Limited	Rep	Dealing in securities	2016-10-20	-
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2016-05-06	2016-10-04
BOCOM International Securities Limited	Rep	Dealing in securities	2007-09-12	2016-04-28
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2006-06-03	2008-03-03
CVP Securities Limited	Rep	Dealing in securities	2004-07-19	2006-06-01
GLOBAL CREDIT SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-20
	Rep	Advising on securities	2003-04-01	2003-08-20
	Rep	Asset management	2003-04-01	2003-08-20
	Rep	Dealing in securities	2003-04-01	2004-05-07