Personnel Hong Kong SFC License Details (ID 71514)

Personnel Hong Kong SFC License Details (ID 71514)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JAKOTA SECURITIES GROUP LIMITED	Rep	Advising on securities	2024-02-23	-
	Rep	Dealing in securities	2024-02-23	-
JAKOTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-02-21	2024-09-30
	Rep	Dealing in securities	2023-02-21	2024-09-30
	Rep	Asset management	2021-11-29	-
JAKOTA SECURITIES GROUP LIMITED	Rep	Advising on securities	2021-11-29	2023-02-21
	Rep	Dealing in securities	2021-11-08	2023-02-21
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2014-11-27	2021-09-22
BOCOM International Securities Limited	Rep	Dealing in securities	2010-11-09	2014-11-12