| GAOYU SECURITIES LIMITED | RO | Advising on securities | 2024-12-16 | - |
| RO | Asset management | 2024-04-30 | - |
| RO | Dealing in securities | 2024-04-30 | - |
| VALUABLE CAPITAL LIMITED | RO | Advising on securities | 2021-01-11 | 2023-09-30 |
| RO | Dealing in futures contracts | 2021-01-11 | 2023-09-30 |
| RO | Dealing in securities | 2021-01-11 | 2023-09-30 |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2020-05-19 | 2020-10-13 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2020-05-19 | 2020-10-13 |
| RO | Dealing in securities | 2020-05-19 | 2020-10-13 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-04-07 | 2020-05-19 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-04-07 | 2020-05-19 |
| Rep | Dealing in securities | 2020-04-07 | 2020-05-19 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | Advising on securities | 2019-05-31 | 2020-03-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2015-09-16 | 2020-03-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | Dealing in securities | 2015-01-28 | 2020-03-31 |
| Rep | Dealing in securities | 2014-10-10 | 2015-01-28 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-10-10 | 2015-09-16 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-03-03 | 2013-07-24 |
| Rep | Dealing in securities | 2011-03-03 | 2013-07-24 |
| I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2008-02-22 | 2009-01-19 |
| Rep | Dealing in securities | 2008-02-22 | 2009-01-19 |