Personnel SFC Licences and HKMA Registrations (ID 71530)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in securities	2007-09-12	-
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2007-08-09	2008-03-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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