| BOCOM International Securities Limited | RO | Advising on futures contracts | 2025-11-27 | - |
| RO | Advising on securities | 2025-11-27 | - |
| RO | Dealing in futures contracts | 2025-11-27 | - |
| RO | Dealing in securities | 2025-11-27 | - |
| Rep | Advising on futures contracts | 2025-09-25 | 2025-11-27 |
| Rep | Advising on securities | 2025-09-25 | 2025-11-27 |
| Rep | Dealing in futures contracts | 2025-09-25 | 2025-11-27 |
| Rep | Dealing in securities | 2025-09-25 | 2025-11-27 |
| Tyric Capital Limited | RO | Advising on futures contracts | 2025-03-24 | 2025-07-21 |
| Rep | Advising on securities | 2025-03-24 | 2025-07-21 |
| Rep | Asset management | 2025-03-24 | 2025-07-21 |
| BOCOM International Securities Limited | Rep | Advising on securities | 2018-03-16 | 2023-07-28 |
| RO | Advising on futures contracts | 2015-12-02 | 2023-07-28 |
| RO | Dealing in futures contracts | 2013-04-22 | 2023-07-28 |
| Rep | Dealing in futures contracts | 2009-07-02 | 2013-04-22 |
| Rep | Dealing in securities | 2009-07-02 | 2023-07-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-06-01 |
| Rep | Dealing in securities | 2008-10-13 | 2009-06-01 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-05-28 | 2009-06-01 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2008-05-28 | 2009-06-01 |
| Rep | Dealing in futures contracts | 2008-05-28 | 2009-06-01 |
| Rep | Dealing in securities | 2008-05-28 | 2009-06-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-24 | 2008-05-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-06-24 | 2008-05-24 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-16 | 2004-12-25 |