Personnel Hong Kong SFC License Details (ID 71535)

Personnel Hong Kong SFC License Details (ID 71535)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rifa Securities Limited	Rep	Dealing in securities	2016-09-07	-
BOCOM International Securities Limited	Rep	Dealing in securities	2007-09-12	2016-08-31
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2006-06-02	2008-03-03
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-09
	Rep	Advising on securities	2003-04-01	2004-01-09
	Rep	Asset management	2003-04-01	2004-01-09
	Rep	Dealing in securities	2003-04-01	2006-06-02