| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | Advising on securities | 2018-03-05 | - |
| Rep | Dealing in futures contracts | 2011-03-30 | - | |
| Rep | Dealing in securities | 2007-09-12 | - | |
| BOCOM International Holdings Company Limited | Rep | Providing automated trading services | 2003-04-01 | 2003-09-08 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-04-27 | |
| Rep | Advising on securities | 2003-04-01 | 2004-04-27 | |
| Rep | Asset management | 2003-04-01 | 2004-04-27 | |
| Rep | Dealing in securities | 2003-04-01 | 2008-03-03 |
No HKMA registrations in the collected records.