| PSG Digital Asia Limited | RO | Advising on securities | 2026-01-14 | - |
| RO | Asset management | 2026-01-14 | - |
| Rep | Advising on securities | 2025-11-19 | 2026-01-14 |
| Rep | Asset management | 2025-11-19 | 2026-01-14 |
| Golden Full Asset Management Limited | RO | Advising on securities | 2020-07-30 | 2025-06-07 |
| RO | Asset management | 2020-07-30 | 2025-06-07 |
| VAJRA CAPITAL LIMITED | RO | Advising on securities | 2019-06-21 | 2020-01-16 |
| RO | Asset management | 2019-06-21 | 2020-01-16 |
| Rep | Advising on securities | 2019-04-30 | 2019-06-21 |
| Rep | Asset management | 2019-04-30 | 2019-06-21 |
| GBR Capital Limited | RO | Advising on securities | 2018-04-10 | 2019-02-01 |
| RO | Asset management | 2018-04-10 | 2019-02-01 |
| RO | Dealing in securities | 2018-04-10 | 2019-02-01 |
| YF ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2017-04-06 | 2018-04-03 |
| RO | Advising on securities | 2017-04-06 | 2018-04-03 |
| RO | Asset management | 2017-04-06 | 2018-04-03 |
| YF FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2017-04-06 | 2018-04-03 |
| YF SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2017-04-06 | 2018-04-03 |
| INVESTPORT (H.K.) LIMITED | RO | Advising on futures contracts | 2016-08-29 | 2017-03-15 |
| RO | Advising on securities | 2016-08-29 | 2017-03-15 |
| RO | Asset management | 2016-08-29 | 2017-03-15 |
| RO | Dealing in securities | 2016-08-29 | 2017-03-15 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2010-06-02 | 2016-05-19 |
| Rep | Dealing in securities | 2007-11-30 | 2016-05-19 |
| BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2007-09-11 | 2008-03-03 |