| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2016-11-23 | 2018-06-22 |
| Rep | Dealing in securities | 2016-11-23 | 2018-06-22 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2013-01-31 | 2016-09-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-31 | 2016-09-21 |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2010-11-29 | 2012-11-29 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-05-08 | 2009-09-01 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-05-08 | 2010-11-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-03-04 | 2007-05-01 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2005-03-03 | 2007-05-01 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | - | 2004-10-26 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | - | 2004-01-10 |
| Rep | Advising on securities | - | 2004-01-10 |
| Rep | Asset management | - | 2004-01-10 |
| Rep | Dealing in securities | - | 2005-02-16 |