Personnel Hong Kong SFC License Details (ID 71555)

Personnel Hong Kong SFC License Details (ID 71555)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Dealing in securities	2020-03-03	2021-03-15
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2018-03-27	2019-12-25
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-09-19	2018-01-23
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2015-10-26	2016-09-05
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-10-14	2015-10-01
BOCOM International Securities Limited	Rep	Dealing in securities	2010-01-08	2011-10-04
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2009-05-25	2009-11-19
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-05-25	2009-11-19
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2008-11-21	2009-04-30
	Rep	Dealing in securities	2008-11-21	2009-04-30
GFI (HK) SECURITIES L.L.C.	Rep	Dealing in securities	2006-09-27	2008-02-29
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2004-04-29	2005-04-08
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-04-29	2005-04-08