| PACIFIC ALPHA SECURITIES LIMITED | RO | Advising on securities | 2016-09-19 | 2024-07-22 |
| RO | Dealing in securities | 2016-09-19 | 2024-07-22 |
| FORMAX SECURITIES LIMITED | RO | Dealing in securities | 2015-05-12 | 2015-09-11 |
| Rep | Dealing in securities | 2015-03-13 | 2015-05-12 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-07-31 | 2015-03-04 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-31 | 2015-03-04 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-03-01 | 2013-07-17 |
| Rep | Dealing in securities | 2010-07-05 | 2013-07-17 |
| KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2009-06-15 | 2010-06-30 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2008-06-20 | 2009-06-05 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2008-06-20 | 2009-06-05 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-12-29 | 2008-06-07 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-12-29 | 2008-06-07 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-08-30 | 2006-11-19 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-15 | 2006-11-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-10-10 | 2006-05-08 |
| TAT LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-03-17 | 2005-08-29 |