| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-08-21 | 2012-07-19 |
| Rep | Dealing in securities | 2009-08-21 | 2012-07-19 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-07-13 | 2009-07-14 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-07-13 | 2009-07-14 |