Personnel Hong Kong SFC License Details (ID 71570)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in securities	2011-03-07	2012-08-01
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2010-04-12	2011-02-25
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-09
	Rep	Advising on securities	-	2004-01-09
	Rep	Asset management	-	2004-01-09
	Rep	Dealing in securities	-	2008-08-01