| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-04-10 | 2019-06-11 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-02-02 | 2017-10-02 |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2009-10-02 | 2017-01-23 |
| VC BROKERAGE LIMITED | Rep | Providing automated trading services | 2003-07-30 | 2003-08-26 |
| Rep | Dealing in securities | 2003-07-30 | 2009-10-01 | |
| Open Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-07-30 |
| Rep | Advising on securities | 2003-04-01 | 2003-07-30 | |
| Rep | Asset management | 2003-04-01 | 2003-07-30 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-07-30 |