Personnel Hong Kong SFC License Details (ID 71574)

Personnel Hong Kong SFC License Details (ID 71574)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SANFULL SECURITIES LIMITED	Rep	Dealing in securities	2024-06-06	-
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2018-03-20	2024-05-28
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2017-04-24	2018-03-18
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2015-03-24	2017-04-03
SANFULL SECURITIES LIMITED	Rep	Dealing in securities	2013-10-08	2015-02-02
BOCOM International Securities Limited	Rep	Dealing in securities	2008-10-14	2013-09-16
SANFULL SECURITIES LIMITED	Rep	Dealing in securities	2007-10-02	2008-10-09
KuCoin HK Limited	Rep	Dealing in securities	2006-10-10	2007-09-21
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2003-06-16	2006-09-29
EUREKA SECURITIES LIMITED	Rep	Dealing in securities	2003-04-29	2003-06-16